Lighthouses have played indispensable roles in history.
As sentinels of safety, they have been silent guardians leading wayfarers to shelter, and warning of dangerous paths along the way.
Keeler Thomas acknowledges a similar role in our stewardship to our clients.
Providing guidance through good times and bad, clear direction and sure steps when needed. Empowering clients to engage their own vision while pursuing their ultimate destinations desired for themselves and the generations who follow.
The most valuable step starts at the beginning. Our powerful Guided Discovery Protocol helps clients imagine and describe their most essential desired outcomes. This is a dynamic process that is repeated throughout life’s different stages as each client passes through them.
The KTM processes and advisors help clients gain confidence in their ability to complete their chosen path. This unlocks client understanding and purposeful engagement towards achieving the goals of their personalized plan.
As the personal guide helping clients attain their desired outcomes, we serve much like the lighthouses of old, unwaveringly guiding the traveler through all good times and bad towards the intended safe harbor.
Beyond supplying the guidebook and plan, we add the essential role of family mentor. Sharing and providing experience as needed, our Team delivers support for the many factors that will play a role guiding you towards your success.
For over 30 years it has operated as a Registered Investment Advisory (RIA) and branch office regulated directly by the SEC and its broker dealer supervisor. As an RIA, it advises individuals on their investments and manages their portfolios.
As relates to financial matters, a fiduciary is a person or organization that acts on behalf of another person or persons to manage assets. Essentially, a fiduciary owes to that other entity the duties of good faith and trust. The highest legal duty of one party to another, being a fiduciary requires being bound ethically to act in the other’s best interests.
Keeler Thomas Management has been operating as a Registered Investment Advisory (RIA) for over 30 years. While the use of this term has recently become popular in the media, the reality is there are several levels of fiduciary responsibility with differing levels of responsibility . The Keeler Thomas Advisors that are attached to the Keeler Thomas Management RIA all operate with a specific set of skills and professional designations qualifying them to work at the highest level of fiduciary responsibility.
Regulated directly by the Securities and Exchange Commission (SEC), RIAs are considered to be acting in a fiduciary capacity, and so held to a higher standard of conduct than registered representatives. This fiduciary standard mandates that an RIA must always unconditionally put the client’s best interests ahead of his or her own, regardless of all other circumstances.
RIAs are also required to disclose any possible conflicts of interest to their clients and act in an ethical manner in all of their business dealings.
© 2023 Keeler Thomas Management.
